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A sound understanding of the Broker/Dealer and RIA marketplace. Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. We assist companies and non-profit organizations in delivering benefits to their employees.
$115,000 - $200,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Minimum three to five years of experience in a real estate analyst role at an investment firm, developer, investment sales broker, or other investment/financial institution. Minimum three to five years of experience in a real estate analyst role at an investment firm, developer, investment sales broker, or other investment/financial institution.
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Being in the top 1% of Wealth Management Firms with our broker dealer LPL Financial, we offer a diverse range of investment products and services including Comprehensive Financial Planning, Advisory accounts, 401K management, Annuities, Life insurance, 529 and brokerage accounts.
$120,000 - $155,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Able to be registered as a mortgage loan originator (MLO) in the Nationwide Mortgage License System and Registry (NMLS). Able to be registered as a mortgage loan originator (MLO) in the Nationwide Mortgage License System and Registry (NMLS.
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SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
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We are passionate supporters of several leading commercial finance organizations including the Mortgage Banker Association (MBA), California Mortgage Bankers Association (CMBA), Bay Area Mortgage Association (BAMA), and Los Angeles Mortgage Association (LAMA) and also affiliated with the International Council of Shopping Centers (ICSC), National Association of Office and Industrial Properties (NAIOP), and the Urban Land Institute (ULI.
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General financial services industry experience within legal, compliance, audit or risk management OR SEC or FINRA regulatory experience OR specifically broker dealer legal and/or marketing compliance experience.
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Analyze and offer guidance on emerging laws, rules, regulations, and trends that impact the broker-dealer sector, as well as the investment management and financial advisory industries. Stay current on federal and state banking laws such as the Bank Secrecy Act (BSA), Federal Reserve Act, Dodd-Frank Act, and Glass-Steagall Act.
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We are hiring an experienced mortgage originator to work with our 11,000+ in-house real estate agents and receive at least 100 buyer leads per month. We are part of a NASDAQ traded public company that owns a real estate brokerage, mortgage company, title, insurance and real estate technology.
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Experience in financial services or related industries (mortgage experience required) ● At least 2 years experience in handling US Loan or Mortgage tasks. Our team is a combination of deep technology (Microsoft, Google, Facebook), and finance (Nubank, Goldman Sachs, Square, Carta, SoFi) executives.
ExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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Example: the firm has offered student loans repayment/mortgage help/scholarship for employees children. Series 7/66 are a huge plus but not required. 3+ years in experience at an RIA or similar organization with direct experience planning and interfacing with high net worth private clients.
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Coordinate special events (i.e. broker open house, etc.) This in-person role is responsible for all day-to-day, administrative, and accounting aspects necessary for the efficient operation and management of a portfolio of buildings including tenant/vendor relations, lease administration, accounts payable, accounts receivable, financial reporting and team support.
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Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida.
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Mortgage Loan Originator License (Required) Primary Residential Mortgage, Inc. (PRMI) is expanding its operations in California and seeks a Mortgage Loan Officer to develop and accelerate this growth.
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To learn more, join today, or speak to our Managing Broker, please visit our website (link below). To learn more, join today, or speak to our Managing Broker, please visit our website (link below.
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mortgage broker jobs in Redwood City, CA
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