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Sia Partners is looking for a talented Management Consultant to support our Risk, Regulatory & Compliance Business Unit serving our clients as a project manager. Plan and execute client engagements focusing Operational Risk, Operational Resilience, Regulatory Compliance, Surveillance, Conduct Risk, Third Party Risk Assessments and other risk programs.
$90,000 - $116,000 a yearFull-timeExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Expert knowledge in cloud architecture, DevSecOps, vulnerability management, and familiarity with regulatory frameworks such as SOC, ISO, and FedRAMP. Solid background in governance, risk, and compliance, and extensive experience with security frameworks and privacy principles.
Full-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
Full-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Contributes to risk control by: independently implementing changes that promote workplace safety and compliance (e.g., accident prevention, hazardous materials management, fire/life safety); and gathering input from internal stakeholders to evaluate the effectiveness of implemented changes on workplace safety outcomes.
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Build cross functional relationships with operational business partners including legal, privacy, customer service, marketing, operations, enterprise risk management, and audit and compliance teams to promote and operationalize information security data exchange frameworks and standards.
$145,970 - $218,900 a yearExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Experience adhering to compliance & controls within an enterprise risk management framework. Adhere to compliance & controls within an enterprise risk management framework. This individual will support the Consumer and WIM Digital line of business and manage key frontline business controls functions with and on behalf of the product owners, including but not limited to key process, risk and controls framework development, assessment management, LOB oversight and risk reporting, and complaints analysis and reporting.
Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Contract Compliance, IT Governance Risk and Compliance, Enterprise Risk Management and AML/Regulatory Compliance Advisory. Within the Risk Advisory Services (RAS) Practice, the Systems and Process Assurance (SPA) will be responsible for working on and performing System and Organization Control (SOC) engagements across a variety of industries.
$76,500 - $153,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Accomplished and proven at acquiring new clients by leveraging their external network and firm place in the community to provide confident, comprehensive wealth management advice and solutions with an emphasis on Custom Credit, and strategic asset allocation recommendations, multi-generational estate and tax planning, cash flow analysis and budgeting, and risk management to ultra-high net worth clients.
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Support managing a risk-based clinical Quality Management System (QMS) for GCP QA in compliance with applicable regulatory requirements (US and OUS), and company policies. Collaborate with Clinical Development (including PV/Safety), Regulatory Affairs, and Development Operations (including Clinical Operations, Data Management, and Biostatistics), CROs and clinical sites to support overall GCP compliance and inspection readiness.
ExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. 7 years of experience sales and client management experience in Wealth Management and a demonstrated ability to manage a portfolio of high net and ultra-high net worth clients with complex credit and banking needs.
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Program/Project Management: Lead and own complex global projects and support cross-functional programs through ruthless prioritization against business objectivesPolicy and Compliance: Identify and mitigate risks associated with people team operations, including data security, regulatory compliance, and operational risk.
$147,200 - $253,000ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Reporting directly to the President, they oversee all finance - budgeting, accounting, financial reporting, financial planning and strategy, asset management, and risk and liability management - and operations functions - information technology, human resources, physical offices - and will supervise the VP of Finance, VP of Technology, and VP of Human Resources.
$214,667 - $239,825 a yearFull-timeExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Advanced-level knowledge of insurance products/coverage, underwriting, pricing, risk selection, market segments and marketplace; insurance finance and actuarial concepts; loss control/risk engineering; marketing techniques, regulatory environment and reinsurance; advanced-level knowledge of territory management.
ExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Develop the enterprise risk management framework and related policies and processes, ensuring they meet regulatory expectations and are tailored to the business, while also enhancing operational efficiencies.
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Qualifications Qualifications:Advanced-level knowledge of insurance products/coverage, underwriting, pricing, risk selection, market segments and marketplace; insurance finance and actuarial concepts; loss control/risk engineering; marketing techniques, regulatory environment and reinsurance; advanced-level knowledge of territory management.
$96,000 a yearFull-timeExpandApply NowActive JobUpdated 11 days ago
risk management regulatory jobs in Oakland, CA
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