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Demonstrated ability to forge and nurture meaningful relationships with high-net-worth and ultra-high-net-worth individuals to support an organization's goals and objectives.
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Who We Are:Bernstein Private Wealth Management (“Bernstein”), also a subsidiary of AllianceBernstein L.P. (AB), provides advanced planning strategies and a wide array of investment management services to high-net-worth families, endowments and foundations, and institutions to help them reach specific financial objectives.
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Plan and execute client engagements focusing Operational Risk, Operational Resilience, Regulatory Compliance, Surveillance, Conduct Risk, Third Party Risk Assessments and other risk programs.
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The Chief Compliance Officer (“CCO”) will act as the primary expert and advisor on all NerdWallet compliance matters, managing external regulatory engagements, legal contracts, and third-party vendor compliance.
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Familiarity with Artificial Intelligence/ Machine Learning, Robotics Process Automation and Blockchain and their impact on the regulatory environment. We also have a large team that implements for large organizations (through standard or custom integrations) transaction tax engines and tax reporting/compliance technologies, and we provide technical support for these technologies during and after implementation.
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The Compliance and Risk Consultant, Principal will lead and oversee the implementation of all key components of the EP-IT Risk Management Program for PG&E’s Corporate Security Department (CSD.
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Its services include prosecuting and defending litigation, drafting and negotiating agreements, providing advice, counsel and interpretation of laws, regulations and policies, and assisting with development of effective compliance and risk mitigation strategies to facilitate the University's complex operations.
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You will work with partners in legal, operations, compliance, finance, data analytics and engineering, product and other teams, to ensure that Block is compliant with applicable requirements and obligations while, to the extent possible, streamlining regulatory impact and facilitating innovation.
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The Regional Vice President will work in a client-focused, team-centered environment in unison with Managing Directors to service the needs of the firm’s high net worth clients. Company Paid Concierge Services for you and your loved ones for the spectrum of caring needs for your aging parents, young children, life’s challenges and more.
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Documentation: Maintain accurate and detailed electronic health records (EHR) to track patient progress, document treatment plans, and ensure compliance with regulatory standards. Family NP Opportunity A Nurse Practitioner (NP) in Family Practice is an advanced practice nurse who specializes in providing primary healthcare services to individuals and families across the lifespan.
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The Equity Research Associate position offers a unique opportunity for an ambitious professional seeking to play a meaningful role in our Heathcare group. Equity Research Associate Healthcare Delivery & Technology Location CA - San Francisco Business Area Equity Research Employment Type Full Time At Piper Sandler, we connect capital with opportunity to build a better future.
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Health, dental, and vision coverage, PTO, competitive equity & compensation packages, free lunch, coffee, and snacks onsite, flexible work from home (for some roles), free tax advisory services, access to Mountain Hardware, Columbia, Sorel, & Prana employee stores and discounts, company swag, investment in professional development courses, and parental leave program.
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We are seeking a highly skilled and experienced Investment Banking Vice President to join our dynamic Equity Capital Markets team, offering an exceptional opportunity to contribute to high-profile transactions and drive growth within a leading financial institution.
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Active involvement with the O.R. Managers, Pod Managers, Surgeons, Anesthesiologists, Schedulers, and SPD Leadership as well as inpatient units, outpatient clinics, and the Infection Control Department to provide safe and efficient patient care, efficient instrument turnaround time, and regulatory compliance.
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Industries served by the Operational Partnership Services practice include private equity, real estate, telecom, technology, healthcare, media & entertainment, energy, retail, and financial services that frequently involve asset management, venture capital, and international outbound joint ventures.
$77,070 - $175,500 a yearFull-timeExpandApply NowActive JobUpdated Today
equity regulatory compliance net worth services barre jobs in Oakland, CA
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