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As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s Compliance Program.
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The position includes the role of Export Control Officer (ECO), Export Compliance Specialist, Sr Import Compliance Specialist and Compliance Correspondent (TCC). A college degree in a trade compliance related field combined with applicable work experience will also be considered-A minimum of 10 years of export, import, trade compliance related work experience, preferably in the Aerospace or similar industry.
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This role, you will partner with many stakeholders to provide guidance on third-party risk management, conflicts of interest, IP compliance, gifts and entertainment, internal investigations, and many other novel issues, enabling the business to navigate complex regulatory landscapes in a compliant and pragmatic.
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Manage compliance training program in the areas of Antitrust, Anti-Corruption, and Anti-Money Laundering, among others, to educate employees on legal and ethical standards and to ensure a comprehensive understanding.
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Hardware/SSD Company looking for Director/VP of Sales. We are seeking a dynamic and experienced Permanent Director/VP of Sales to join our team in the Engineering industry. The ideal candidate will have a strong background in OEM, DRAM, Hardware, SSD, IP Blocks, ASIC, and SEM/SEO. They will also have a deep understanding of market strategy, product marketing, strategy, partner engagement, growth objectives, product development, resellers, branding and positioning, memory storage, brand awareness, and semiconductor memory products.
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Act as a liaison for Corporate Compliance CMS contacts and Mortgage Compliance Officers to ensure compliance framework requirements are integrated into the Mortgage Compliance Program, including Regulatory Change; Policies, Standards and Procedures; Testing & Monitoring; Issue Management; Risk Assessment, and role-based Compliance Training.
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Support the enterprise Information Security and IT compliance awareness, communication, and education programs. Effectively communicate IT compliance expectations to all levels of the organization including operational personnel executive management.
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Assist in the development, maintenance, and implementation of tools and processes to streamline and automate compliance and control activities. Minimum 2 years relevant work experience in Information Security, IT Risk Management, IT Governance or IT Audit.
ExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Adient Aerospace is looking for a VP of Program Management to join our team in Huntington Beach, California (This is not a remote position, must live in or be willing to relocate to Southern California.
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Master’s degree in business administration, legal studies, finance, audit, or similar ethics and compliance education. Experience with compliance tools and/or systems including Post-Grads, Community Academic Profiles (CAPs), PeopleSoft, Oracle Financials, and/or SeRA.
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They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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Ensuring compliance with internal and external policies and procedures. Oversee a portfolio of distressed loans, analyzing property collateral, financial operations, and market data to determine resolutions that mitigate losses related to troubled assets and defaulted loans.
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Develops and maintains effective internal controls in relation to the financial reporting process (SOX compliance). Review for consistency of information and appropriateness of disclosure to ensure compliance with US Generally Accepted Accounting Principles (GAAP) and SEC regulatory requirements.
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Participate as needed in the Third-Party Service Provider Programs, to ensure mortgage compliance risk is identified and assessed where needed, working with Compliance Officers where appropriate;Perform Clean Desk AuditManage Policy and Procedure and Vendor review process.
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The Manager, Core Compliance will oversee the team responsible for responding to regulatory complaints, including complaints made via the CFPB Complaint Portal and develop practical compliance solutions by working with the business to understand issues, develop ideas, and execute on them.
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Title: vp compliance Company: Pex in Newport Beach, CA
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