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Employment is with TruStage, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses. This employment opportunity at TruStage located at Georgia's Own Credit Union in Atlanta, GA would allow you to join Georgia's Own Credit Union as a Financial Advisor working for TruStage and associated with LPL Financial.
$60,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Requirements 10+ years of experience in corporate law, either in a law firm or in-house, with a preference for experience within a fast growth cryptocurrency or financial services company. Demonstrated experience with regulatory bodies such as FinCEN, state money transmitter regulators, Treasury, SEC, CFTC, or similar entities.
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Comprehensive knowledge of regulatory capital requirements, stress testing methodologies and financial forecasting techniques. Industry designations such as Chartered Financial Analyst (CFA), Financial Risk Manager (FRM.
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Capital Markets domain expertise – specific knowledge of one to two product domains and value chain such as Equities, Fixed Income, Foreign Exchange, Derivatives, Collateral management, Sales/Trading/Research, Settlements, Financial Management / Product Accounting, Risk, Credit.
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Assist Category Managers to Identify and assess potential risks in the supply chain, such as disruptions, geopolitical issues, natural disasters, supplier financial instability, regulatory changes, and other external factors.
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Strong understanding of BSA/ AML, sanctions, legal and regulatory environment for financial institutions of all sizes. As a Senior Consultant in our Regulatory Compliance Financial Crime practice, you will work with a broad array of professionals who take pride in providing cutting edge industry AML and regulatory compliance best practices to assist clients in administering a sound and compliant AML risk management environment.
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Contribute perspectives on the implications of market trends such as data and digital transformation, emerging technology, macro-economic trends, regulatory demands. We help organizations develop business strategy and execute on transformation initiatives in the areas of operational accounting, financial process improvement, financial technology enablement, FP&A, and transactions.
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Responsibilities will include drafting and negotiating investment management agreements, guidelines and other agreements with clients, financial intermediaries and investment advisory firms, advising the business on relevant regulatory developments, assisting on new product development initiatives and drafting and providing legal guidance with respect to Form ADV disclosure and delivery requirements.
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Holistic Wellness Support - Access resources for physical, emotional, and financial wellness through our Employee Assistance Program (EAP). Maximus will comply with regulatory minimum wage rates and exempt salary thresholds in all instances.
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Our professionals provide advisory and implementation services that integrate risk, regulatory, and technology skills to help clients transform their legacy programs into proactive Secure, Vigilant, and Resilient cyber risk programs.
$188,375 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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5+ years of experience as in-house counsel advising product teams and/or leading regulatory coverage preferably in fintech or institutional financial services. You will partner with innovative product teams harnessing the power of crypto assets and blockchain technology to develop the new financial account for businesses and help plan and implement regulatory strategy against the evolving regulatory landscape for stablecoins and other digital assets.
$237,500 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Job Summary The Audit Director oversees financial, operational, and compliance audits in accordance with professional standards, UPS standards, and regulatory compliance. Review detailed audit procedures to ensure compliance with professional, regulatory, and internal UPS standards (e.g., Sarbanes-Oxley, Institute of Internal Auditors.
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Infrastructure resilience opportunities may include but are not limited to; assisting clients improve their restoration and reconstruction processes, evaluating extreme natural disasters as well as climate change physical risk, developing resilient investment/adaptation programs, supporting clients with cost recovery regulatory filing and stakeholder engagement, and implementing capital investment programs.
$286,300 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Strong understanding of the Brokerage Operations business and of regulatory requirements. 3+ years of experience in Financial Services/Brokerage Operations. Cetera is an independent financial advisor network and a leading provider of retail services to the investment programs of banks and credit unions.
$80,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Professional demeanor toward duties and responsibilities, particularly regarding independence, professional ethics, and the exercise of professional judgment Strong organizational, time management, and interpersonal skills Minimum Qualifications: 5 years or more of experience in Internal Audit roles with a focus on AML and Sanctions programs within the financial services industry.
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financial regulatory jobs in Atlanta, AR, Australia
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