Private & Confidential - Senior Leadership Opportunity (Head of Investment Banking)

We are conducting a confidential search for a highly qualified Head of Investment Banking to join the senior leadership team of a newly proposed U.S.-based broker-dealer and investment banking platformThis position is intended for experienced investment banking professionals seeking a senior leadership role in the formation and long-term development of an institutional-grade platform. Candidates based in New York / Manhattan are preferred; however, applicants located in Los Angeles, San Francisco, Chicago, Miami, or other major U.S. financial markets will also be considered.Minimum Professional RequirementsQualified candidates must have at least two (2) years of direct investment banking experience, including experience in one or more of the following:IPO underwriting transactionsFollow-on offerings and secondary offeringsEquity capital markets transactionsFinancial modeling and valuation reviewAdditional experience preferred (not required):Debt / fixed-income underwritingM&A transaction experience (two years strongly preferred)Experience in one or more major sectors such as fintech, technology, financial services, insurance, energy, or real estateExperience managing investment banking engagements from origination through closingRole & ResponsibilitiesThe Head of Investment Banking will be expected to support the development and oversight of the firm's future investment banking activities, including:Review of financial models, valuation analyses, and transaction materialsSupport in structuring and execution of capital markets transactions including IPOs, follow-ons, and private placements (optional), subject to regulatory approvalCoordination with legal, accounting, and regulatory advisorsParticipation in underwriting and selling-group processes (when permitted)Assisting in client origination and relationship developmentSupporting and mentoring junior banking professionalsContributing to the firm's long-term capital markets strategyImportant Regulatory DisclosureThe broker-dealer referenced in this posting is a proposed entity that has not yet received FINRA membership approval. Any activities described above will be undertaken only after all required regulatory approvals are obtainedThe selected candidate will be expected to participate in the firm's membership process, working alongside veteran broker-dealer consultants and senior management.Licensing RequirementsCandidates should currently hold (or have held for at least one year):About the PlatformThe proposed firm is being developed to provide a range of financial services, which—subject to regulatory approval—may include:Investment banking and capital markets servicesWealth management and advisory servicesInstitutional and high-net-worth client servicesOnline trading and managed investment solutionsCompensationCompensation is expected to be competitive and commensurate with experience and may include a combination of:Benefits packageEquity participation (subject to applicable laws and approvals)If you believe you meet the qualifications and are interested in a confidential discussion, please send a private message.J-18808-Ljbffr