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LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. If so, LPL Financial is the place for you.
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The Finance organization at LPL is seeking a Senior Analyst of Finance Product Management to drive execution and delivery of Finance change management initiatives focused on process improvement and system implementation and enhancements.
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Provide critical thinking in order to identify and escalate concerns as they arise, and collaborate with team management, LPL Financial business units, and financial advisors in order to address issues.
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Senior Regulator Analysts are expected to be knowledgeable in compliance matters generally, to have skill analyzing information, to use professional judgment in responding to circumstances that arise in the course of regulatory matters, and to appropriately escalate issues to more senior personnel in the Legal and Compliance areas.
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Strong written and oral communication skills and the ability to independently draft letters and other documents for production to the Firm's regulatory bodies as well as senior and executive management.
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As a Senior Financial Analyst, you will collaborate with leaders in Finance, Corporate Development, and our Business Units to support our growth objectives. LPL Financial (Nasdaq: LPLA) is one of the fastest-growing Fortune 500 financial services firms, and the industry-leader in the markets we serve.
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Job Overview:LPL Financial is seeking a Senior Analyst in our Supervision team to help support M&A deals, Large Recruiting Events and Business Acclimation for our advisor population. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services.
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We are seeking a Senior Analyst to join the Strategic Partnerships team. Job Overview:The Product Integration Experience team provides centralized business management services and project management support to LPL’s Wealth Management Solutions team, consisting of Investment Product Management, Advisory Platforms, Retirement Partners, Research and Strategic Partnerships.
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