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5-10 years’ experience in a broker-dealer compliance role, including coverage of Equity Research (preferred), Control Room and/or Investment Banking Compliance. The Equity Research Compliance Officer provides real-time advice and support to management and front office personnel in a fast-paced environment and implements the Equity Research and Corporate Access compliance programs, including policies, procedures, training and testing to fulfill regulatory obligations and promote best practices.
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Due to our continued growth, VMG Health has created a new role for an IT System Administrator in Nashville, Tennessee to provide on-site desktop and system support for the primary VMG Health office as well as providing virtual support to seven additional VMG Health facilities.
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The FSI ISSO or FSI AISSO shall decide on the appropriate course of action and inform the Lead Systems Administrator of their decision. The Lead Systems Administrator shall adhere to FSI internal processes for security violations and not attempt to circumvent these processes by raising issues to a higher authority without written approval from the COR and FSI ISSO.
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Preferred - Other relevant certifications (e.g., Microsoft Certified: Azure Administrator, CompTIA Security+) are a plus. We are looking for a skilled Email Administrator to primarily oversee and manage our email systems, including Microsoft Exchange Online/On-Premise, Email Security, and related technologies.
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This is a full-time position that reports directly to the Compliance Director. The Compliance Analyst is a vital member of the Her PLAN Compliance Team. Each Compliance Analyst will be assigned certain states to support the Directory Analyst Team as they discover new providers in shepherding those providers through our compliance process.
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We do this through utilizing and developing cutting-edge technology and pushing the envelope to bring stories to life through our movies, products, interactive games, parks and resorts, and media networks.
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Moss is currently seeking an experienced Project Administrator/Administrative Assistant for our solar garden in Defuniak Springs, Florida. The Solar Project Administrator/Administrative Assistant plays an integral role in our project management teams.
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Location: 4-5 days onsite, Tampa, Florida 33634 Salary: $90,000-100,000 DOE Technologies/Environment: Cisco, Juniper, LAN/WAN, R&S, Microsoft Technologies (Autopilot/CoPilot, O365, AD) On-Prem, Azure They use Autotask for their MSP tool Key Responsibilities: Advanced technical support to clients/customers, resolving complex IT issues and incidents.
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AnaVation is seeking a Database Administrator to join our team and support our mission critical customer in Reston, VA. As our Database Admin, you will maintain the integrity, security, and availability of multiple database(s.
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Summary: The Sr. Compliance Manager, BSA/AML/OFAC is responsible for supervising and leading the BSA/AML team to identify and report emerging and evolving money laundering, terrorist financing, and financial crime threats.
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The Senior Manager, Ethics & Compliance is responsible for assisting the Chief Ethics and Compliance Officer (CECO) with various compliance related projects, including but not limited to: export control, sanctions compliance, significant financial disclosures, conflict of interest, ethics investigations, liability insurance as well as be a resource to assist management in ensuring adherence to company policies, regulatory requirements, and contract terms and conditions.
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VitalCore Health Strategies (VCHS), an industry leader in Correctional Health Care has an opening for a Health Services Administrator / Registered Nurse at Monroe County Jail in Monroe, Michigan.
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You will contribute to the completion of the investment accounting of financial transactions ensuring accuracy and compliance with accounting regulations. Current examples are 1) research and appropriate categorization of securities owned by our insurers for correct Statement placement, 2) RMBS and CMBS modeling reconciliation and process and.
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Join Genesis as an Administrator in Training (AIT) where, under the direction of a Nursing Home Administrator Preceptor, you will participate in a variety of activities to prepare you to become a full-fledged Nursing Home Administrator.
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KLA's Ethics & Legal Compliance team is seeking a highly motivated and seasoned Ethics & Compliance Counsel, reporting directly to KLA's Chief Compliance Officer (CCO), in either KLA's Ann Arbor, Michigan or Milpitas, California offices.
$248,200 a yearFull-timeExpandApply NowActive JobUpdated Today
Title: compliance administrator Company: Gloria Ferrer Caves Vineyards
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