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RoleThe Global Head of AML Risk Management - Wealth reports to Citi’s Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will be responsible for driving change and the primary face-off to the Wealth line-of-business, including providing thought leadership, direction and driving greater consistency in global program design and execution across our wealth management activities.
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Reporting to the Head of U.S. Investment Management and Broker-Dealer Compliance, the CCO for the US Wealth Management platform will exert considerable influence and have responsibility for the overall design, implementation and communication of compliance programs, policies and procedures for RBC's US Wealth businesses and serve as the compliance executive before regulators and executive business and functional partners.
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RBC is looking to hire a Chief Compliance Officer (CCO) for the US Wealth Management platform, which includes direct oversight responsibility for the asset management compliance function.
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Providing advice and recommendations to senior leadership on US Wealth Management compliance matters to ensure that RBC's approach to regulatory compliance is proactive and preventive, and at the forefront of strategic and operational decisions.
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Bringing together traditional and alternative investments, Goldman Sachs Asset & Wealth Management provides clients around the world with a dedicated partnership and focus on long-term performance.
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Wealth Management designation, e.g., Certified Wealth Strategist (CWS), CFA or CFP strongly preferred. Exhibits wealth management and investment products expertise including equities, fixed income, mutual fund and retirement plans; equity compensation plans, stock options and annuities.
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Specific to CTC/PWC and MCC: training and perform quality assurance duties by reviewing medical documentation utilizing audit tools as outlined by County of San Diego Quality Management. Attend all meetings facilitated by County of San Diego Quality Management team.
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GDIT is looking for a Data Management Analyst with deep data analytics skills. In this role you will provide data management support to the CDC Office of Public Health Data, Surveillance, and Technology’s Inform and Disseminate Division.
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Reporting to the Head of Collections Management and Registration, the Digital Asset Management Specialist is charged with developing and maintaining the infrastructure of the museum's digital asset management platform.
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Director of Care Management, Nurse Director Care Management, Nurse Leader Care Management, Nurse Manager Care Management, Case Management, Pre-authorization, Coding, Utilization Review, Denial Management, Care Coordination, Care Coordinator, Discharge, Discharge Planning, Quality Improvement, Nurse Case Manager, Appeals RN, jobs, careers, nursing, New York.
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Job Summary:The Wealth Strategist / Client Development Sales Executive is responsible for cultivating new relationships with individuals, families, non-profit institutions and other entities. The Wealth Strategist / Client Development Sales Executive maintains ongoing contact with clients, promoting the enhancement and expansion of existing relationships.
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Responsible for executing specific client contact campaigns as defined by Sales Management/Segments. Provides timely feedback to senior management to identify client pain points and barriers to exceptional service; offers suggestions on process improvement.
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O Our elite benefits and wealth-building programs. o More than $220 billion assets under management. LPL Financial, member FINRA, SIPC, is the clearing broker-dealer for Equitable Advisors, LLC and they are not affiliated.
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Prior experience in areas of risk management, internal controls, financial management, program management in federal government or non-profit organizations. Prior experience in supporting/performing grants management-related thought leadership/knowledge management actions - attending/organizing conferences/workshops, writing white papers and journal articles, etc.
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Significant experience throughout the product lifecycle from New Product Introduction through obsolescence to include generation of system and subsystem statements of work and subcontracts, strategic supplier selection, risk management, and continuous improvement efforts including implementation for cost reduction and performance improvement efforts.
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Title: wealth management Company: Connecticut Wealth Management
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