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T3 Trading Group, LLC is an SEC-registered broker-dealer & Member of FINRA/SIPC. T3’s office headquarters is in lower Manhattan in the heart of the financial district. Stock Locate Inventory & Direct Market Access: Leverage our extensive tools to enhance your trading opportunities.
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Manage customer onboarding and KYC for Capital One Financial Broker Dealers Manage manual screening processes (Bridger Web) Escalation point for Broker Dealer, Investment Bank, Sales, Research and Trading and Mergers & Acquisitions onboarding questions.
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Leerink Partners is a leading investment bank providing a complete suite of financial solutions comprising M&A advisory, equity, debt, and derivative capital markets, equity research, and sales and trading capabilities.
$110,000 - $125,000 a yearFull-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Focus on financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management, and investment advisor compliance.
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Accountable for achieving sales targets and managing broker dealer relationships within all channels - both wirehouses and independent firms covering our ETF's, Separately Managed Accounts and Mutual Funds.
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Elite Trading Community: Engage with a network of professional traders for live trade discussions, market analysis, and real-time trade ideas. Fund your Trading Strategy: Prop traders can receive access to firm capital for superior leverage.
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Strong understanding of trading principles, market dynamics, and risk management strategies. Demonstrated ability to work effectively under pressure and make sound decisions in fast-paced trading environments.
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Engage in customer facing and inter-dealer repo trading through various trading platforms and internal systems, while adhering to guidelines set by risk, regulatory reporting, and credit.
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Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.
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Deliver advanced hands-on and remote support for critical end-user computing tasks, such as telephony (Cisco and dealer voice), mobile devices (iOS and Android), and video conferencing systems (Zoom.
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The Broker-Dealer Accounting/Regulatory Reporting team for Bernstein Institutional Services is in search of an Intermediate Staff Accountant, Broker Dealer Accounting to join their newly formed U.S. Controller’s team.
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T3 Trading Group, LLC is an SEC-registered broker-dealer & member of FINRA/SIPC. We are recruiting experienced proprietary traders and seasoned active trading professionals looking to make the next investment in their career.
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In its role as a major Broker Dealer, WFS provides market liquidity in Foreign Exchange Markets on continuous basis for its global customer base in US, EMEA & APAC regions. About this role:Wells Fargo is seeking an Automated Trading ALGO/Pricing Principal Engineer Developer specializes in forex electronic market making.
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1-2 years in Broker-Dealer compliance experience, capital markets compliance or regulatory experience. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
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Team members bring experience from investment banking, quantitative trading, private equity, hedge funds, and non finance backgrounds. Collaborative environment for directional trading, algorithmic trading, and high frequency trading strategies.
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