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Essential Job Functions:Provides strategic advice on complex reporting and technological issues raised by the MRTS business units, Regulatory Services Management (“RSM”) team, Regulatory Operations teams, and other FINRA customers, as applicable.
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Ensures collaboration and coordination with the RSM team and Regulatory Operations staff regarding standard and ad hoc reporting. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts.
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This position reports directly to the Associate Director, MRTS Metrics and Reporting, within the Office of the Chief of Staff. The Principal Analyst of the Metrics and Reporting (“Metrics”) team in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Market Regulation’s production of internal and external reports for internal standard and non-standard reports to be delivered to the business units as applicable.
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Based on full-time scheduleImportant InformationFINRA’s Code of Conduct imposes restrictions on employees’ investments and requires financial disclosures that are uniquely related to our role as a securities regulator.
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Partner with ERISA counsel and vendors to ensure compliance requirements meet or exceed for all retirement plans including providing guidance regarding new or existing DOL and IRS regulations relating to plan audits, financial reporting, government form filings (, Form 5500), funding notices (SAR/AFN) and reporting, SPD/plan amendments etc.
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Conduct necessary reporting and process audits to ensure reporting integrity, and represent the interests of Admission Systems and Operations in data/reporting planning and stewardship with other University's offices and stakeholders (Financial Aid, University Registrar, Institutional Reporting, Information Technology, etc.
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Major Accountabilities Provide ongoing technical support for Oracle EPM Financial Close and Consolidation, Oracle Planning Budgeting Cloud System (Hybrid BSO and ASO cubes), and Oracle – Narrative Reporting and Oracle SmartView add-in for application’s user base.
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As a Tax Senior Consultant within the Global Information Reporting practice, you will be part of a diverse team that is currently leading the transformation and digitalization of the tax profession in the area of international tax transparency for the financial industry.
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Our Global Information Reporting Tax subject matter experts provide services to the largest financial institutions in the world, including numerous global banks, asset managers, hedge funds and insurance companies.
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Demonstrates proven knowledge and success in advising clients in improving internal controls over financial reporting and meeting the requirements of related federal guidance and requirements, including: OMB Circular 123, Appendix A and C, the GAO Green Book, the Chief Financial Officers Act of 1990, Federal Managers’ Financial Integrity Act of 1982 (FMFIA), and Payment Integrity Information Act of 2019 (PIIA.
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Externally, sustainability financial and performance data at the Mars Inc. level, inclusive of MW content, will be required to meet extensive regulatory reporting requirements and for voluntary disclosures in multiple major markets– with a particular focus on climate.
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We are seeking a highly motivated and versatile Chief of Staff with strong financial acumen and leadership capabilities reporting to the CFO and supporting multiple departments including HR, Internal Audit, Finance & Accounting, Taxation, SEC Reporting, Investor Relations (IR), Corporate Finance and Transactions.
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Financial Planning and reporting:Responsible for partnering with key Technical and S&F teams at the division level as robust performance forecasts (AEP – Annual Plan; and IVCP - Strategic Planning) and targets are generated in alignment with required methodologies, accounting, and reporting standards.
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Interim CFO will be running reports, analyzing reports, reporting to the board, and writing up financial narratives. Interim CFO be reviewing the transactions of the accounting manager daily.
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As a Tax Manager within the Global Information Reporting practice, you will be part of a diverse team that is currently leading the transformation and digitalization of the tax profession in the area of international tax transparency for the financial industry.
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