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This is a crucial role to the success of the BSA Compliance Program, providing support in procedural updates, risk assessments, transaction monitoring software troubleshooting, data analytics, and data reporting.
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The Know Your Customer (KYC) Compliance Manager, performs a key risk management role (second line of defense) by ensuring that business lines deliver KYC strategies compliant with applicable anti-money laundering laws and regulations.
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Certified Anti-money laundering Compliance Specialist (CAMS) At least 8 years of experience in financial services, or AML/KYC functions, or compliance risk management, or KYC project management.
$168,700 a yearFull-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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The KYC Compliance Manager is responsible for delivering quality results, providing compliance advice to business lines as a KYC subject matter expert, and executing or participating in corporate risk management processes.
$168,700 a yearFull-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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At least 8 years of experience in KYC compliance, or 8 years of experience in AML regulations, or 8 years of experience in controls, or 8 years of experience in risk, or 8 years of experience in operations.
$168,700 a yearFull-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Detail-oriented and skilled at analyzing root causes of KYC compliance and risk issues. The role will help to establish an effective risk control environment and address regulatory/compliance requirements.
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This individual will lead business compliance and operational risk/control activities, which may include risk assessments, controls, procedure documentation, process design, control workflow/systems, reporting, testing, remediation, and third-party management.
$88,500 - $149,300 a yearFull-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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CHSs Trading Compliance and New Product Risk team is seeking a CHS Hedging LLC (Futures Commission Merchant, Commodity Trading Advisor) Compliance Expert to assist the CHS Hedging Chief Compliance Officer with ongoing requirements of the compliance program.
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Understand relevant rules, regulations and policies at a high level that may impact trading activities or compliance, and partner with Legal, Operations, Risk and Technology to drive holistic and pragmatic policies and processes that identify and respond to risks.
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Partner with Operations, Risk & business to proactively address issues and provide compliance guidance as needed. + Thorough knowledge of complex compliance laws, rules and regulations, such as CFTC, NFA, CME, etc., as well as of emerging regulations related to commodity trading activities.
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Such areas to include but are not limited to: Trading practices, Anti-money Laundering, Risk, Financial Controls, Conflicts of Interest, Fraud, Data Privacy, Records Management, etc. 10 years of work experience with 7+ years in commodity risk management in one or more of the following areas: Commodity trading Commodity execution Commodity risk management.
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Under the direction of City's Risk Manager the Risk Management Specialist performs a variety of complex professional, analytical, and confidential duties in the areas of ADA compliance, safety, claims (first party, third party, and workers' compensation), insurance placement/renewal, vendor risk management, and compliance.
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CHS Hedging business model continues to evolve and the Expert will be responsible to provide input related to any compliance issues and provide potential solutions. In this role, you will support the growth of CHS Hedging and CHS Incs compliance organization and help strengthen the companys culture of integrity.
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Join Macquarie’s Global Cyber Threat Incident Response team based in our Houstonoffice as a Cyber Governance, Risk and Compliance Analyst. In this role you will be responsible for Cyber Threat Incident Response’s regulatory engagement and response, cyber risk assessment and obligation management, and organizational risk compliance and reporting.
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15% - Assist with the enhancements to the compliance program for the new CTA programs. Assess and validate regulatory compliance of current processes and work to enhance effectiveness through procedural updates.
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