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Higginbotham, a privately held, independent insurance and financial services firm that ranks within the top 20 nationwide, has an immediate opening for a Assistant Vice President of Carrier Relations.
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Through sound leadership and the strength of our parent company, Ebby Halliday Realtors, Dave Perry-Miller Real Estate continues to command a leading market share, selling more million-dollar residences than any other firm in North Texas.
$60,500ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Assist the Associate Broker (AB), Broker or Practice Group Leader in meeting the day-to-day technical and clerical needs of the department. Our Mission: To achieve the best results for our clients by setting the standard of excellence for the wholesale insurance brokerage industry, and build a great firm that attracts, develops, inspires, and retains outstanding people.
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Develop relationships with broker sales teams and Investor Relations to effectively plan meetings/calls. My client is an Global Equities Firm that has an AWESOME, friendly, hardworking team.
ExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Kemp Harvest Financial Group® is an independent retirement services firm founded by Mark Kemp in 1989. Stay current on changes to operational process and procedures both internally and with our broker-dealer and other administrative relationships.
Full-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Work closely with AB Team Lead and assigned Broker(s) in identifying other projects where skills, experience and knowledge can be utilized. Assist Associate Broker with submission process, as assigned.
ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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We currently have an opportunity for an Assistant Account Manager. When you join the team at HUB International, you become part of the largest privately owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services.
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As a global firm, we offer employees resources in both technology and industry expertise, but we still maintain the local flavor of our offices. Provide support to the Account Manager/Producer on pre-renewal processes.
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Responsibilities:Drafting, negotiating, and closing a high volume and a wide variety of networking agreements (agreements where LPL will be the broker-dealer and investment advisor), ensuring that all contracting processes are adhered to and the firm’s contracting standards are maintained, including but not limiting to those relating to risk allocation.
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Perform any other reasonable duties required by Guild Mortgage Company or Managing Loan Officer to be performed by Loan Officer Assistant. Contacts borrower and/or mortgage broker to collect necessary documentation and act as a liaison between origination staff, underwriters, and customers.
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We offer benefits to support the health and wellness of our employees and their families, such as additional health cover, life assurance, income protection, pension, and firm contributions to causes important to our employees through firm Charitable Giving and Charitable Matching programs.
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Now, DV group affiliates include two broker dealers, a cryptocurrency market making firm, and a bourgeoning investment adviser. Since spinning out of a large brokerage firm in 2016, DV Trading has rapidly scaled as an independent proprietary trading firm utilizing its own capital, trading strategies, and risk management methodologies to provide liquidity to worldwide financial markets and hedging opportunities to commodity producers and users.
Full-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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5-7 years of experience in the financial services space, either at a law firm or preferably some broker-dealer experience. Assist with litigation and regulation advisory matters that arise at a broker-dealer.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. The role, Assistant Vice President, Associate Counsel, will report to the Vice President, Assistant General Counsel and will collaborate with an experienced team of lawyers to provide pragmatic legal advice and thought leadership on our securities, advisory and insurance business with our financial institutions.
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SoFi is seeking an attorney with a strong background in financial regulatory experience, with a focus on broker-dealer regulatory issues, to serve as Senior Assistant General Counsel. Experience in the broker dealer and/or investment adviser regulatory practice of a major law firm, a major financial institution, or federal banking agency.
$172,800 - $297,000ExpandApply NowActive JobUpdated 6 days ago
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