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Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer.
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This role will support three institutional FINRA registered broker dealers and provide compliance support the Capital Markets line of business, a division within the Commercial Bank of Capital One, as necessary.
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The broker dealers being supported include Capital One Securities, Inc., KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager also assists the Broker Dealer CCO in keeping abreast of new and updated financial industry laws and regulatory requirements (e.g., FINRA, NASDAQ and SEC.
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This role will serve as the Deputy Commercial Broker Dealer Compliance Officer supporting three institutional FINRA registered broker dealers and additionally providing a compliance support role for the Capital Markets line of business, a division within the Commercial Bank of Capital One, as necessary.
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The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior Manager.
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Experience with fixed income (asset backed securities including commercial mortgage backed securities) and equity trading. Performs other related work as assigned by a Commercial Bank Compliance Officer or the Chief Compliance Officer.
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Friedman Real Estate, one of the largest privately owned commercial real estate firms in the country, is looking for talented professionals to join our Workplace Solutions team in Metro Detroit, MI, downtown Chicago, IL, and Houston, TX.
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Experience: 5-7 years as a commercial real estate broker/agent or equivalent sales experience. 2+ years of experience as a commercial real estate broker/agent. Collaborative Opportunities: Partner with our Managing Broker on transactions and pitches.
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Are you ready to dive headfirst into the exhilarating world of commercial real estate? Benefits: 1099 Employee Company parties Flexible schedule Free food & snacks Opportunity for advancement Training & development Wellness resources Exciting Internship Opportunity at Cohen Commercial.
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We are searching for an extremely talented corporate real estate broker to be a valued member of our Denver office. Commercial real estate experience is strongly preferred. We specialize in representing occupiers of real estate in lease negotiations and structuring, owner user acquisitions, construction and project management, portfolio management, lease auditing, lease administration, capital markets, and facility management.
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We are searching for an extremely talented corporate real estate broker to be a valued member of our Boston office. Please email our Recruiting Director, David Rubenstein, directly at david.rubenstein@hughesmarino.com, apply through our website, www.
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Center 1 (19052), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior Manager. support to the Capital Markets line of business, a division within the Commercial Bank of Capital One, as necessary.
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Texas Security General Insurance Agency is seeking a Commercial Lines P&C Broker/Underwriter to join our team in Dallas, Texas. Further, in February 2007, TSGA expanded into the commercial lines business providing competitive markets for commercial property, liability and inland marine products.
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The Role: We are searching for an extremely talented corporate real estate broker to be a valued member of our East Bay office. About Us: Hughes Marino is a global corporate real estate advisory firm that has represented companies on tens of thousands of projects, helping them develop and execute on winning corporate real estate strategies.
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5+ years' experience as a commercial real estate broker/salesperson. Develop and maintain industry relationships with private and institutional retail commercial real estate owners, investors, and service providers to promote new business development and source new deals.
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Title: commercial broker
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