Upvote
Downvote
VP, Investment Adviser Compliance
Share Job
- Suggest Revision
Full-time
- Ares is seeking a talented Compliance professional to join our Legal and Compliance team to serve as a senior team member creating and implementing the Firm’s Registered Investment Adviser program.
- The ideal candidate will bring significant experience and demonstrated knowledge of compliance with complex regulatory regimes including oversight of the Firm’s 206(4)-7 Compliance program.
- This role will particularly focus on the implementation and maintenance of core RIA program across all business strategies across the organization with effective conflicts management with investment professionals and coordination of applicable regulatory examinations.
- Elevate issues, identify priorities and track follow-on items to ensure they are appropriately resolved.
- Total compensation may also include a discretionary performance-based bonus.
Active Job
Updated TodaySimilar Job
Relevance
Active