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Trade Review Officer - Brokerage - Securities Administration
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- Trade Review Officer-Brokerage - Securities Administration
- This position is Hybrid - employee is split between remote and office work on a formalized schedule where in office and remote days are the same days each week and / or month, and there are multiple in office days during a month.
- Associates Degree in Business, Finance, Accounting or related degree preferred.
- Knowledge of a broad range of securities and insurance products, FINRA rules, regulations, Securities and Risk Management principles, current economic and market conditions, legislation required.
- Provides Principal Review and approval on variety of business types: equities, mutual funds, annuities, life insurance, advisory, etc.
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