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SRU Accounts Team Specialist
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Full-time
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.
- An Accounts Team Specialist will report directly to the Accounts Team Manager.
- Apply firm policies and procedures on account opening and maintenance activity (e.g., “Know Your Client” (KYC), Client Identification Program (CIP), and account suitability standards).
- Keep current on SEC/FINRA, Compliance and firm guidelines and policy and procedure changes and apply to processing and all interaction to ensure risk mitigation
- Series 9/10 or 4/24/53 preferred, but would need to be obtained within 120 days of hire date if not already held
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