Upvote
Downvote
Senior Principal Investigator, Crypto Asset Investigations Team - Any Finra Location
Share Job
- Suggest Revision
Full-time
- The Senior Principal Investigator on the Crypto Asset Investigations (CAI) team, utilizing their significant crypto and/or fintech investigative and risk management experience, independently conducts advanced high complexity crypto-related review and special investigations involving FINRA member firms and/or affiliates.
- This team of Crypto Asset Investigation Specialists provides consulting support to firm exam teams during all phases of relevant reviews, which includes conducting investigations, advising on examinations, providing staff training and other support, informing industry and external stakeholders, monitoring the area of specialization, assisting risk monitoring and participating in special projects.
- The Senior Principal Investigator regularly collaborates with relevant stakeholders across the enterprise, provides guidance related to broker-dealer involvement in crypto assets, proactively surveils the industry and identifies fraudulent conduct occurring at, by, or through FINRA member firms or registered representatives.
- This is an advanced expert level, professional position, that requires an expanded skillset in the identification of crypto asset and relevant fraud risks and threats, and proven ability to execute responsibilities with minimal supervision, while managing a complex caseload.
- The Senior Principal Investigator draws from their proven experience in crypto and/or fintech investigations and risk management to handle examinations that present complex circumstances and unique regulatory challenges.
Active Job
Updated 1 month agoSimilar Job
Relevance
Active