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Principal Review Specialist
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$53,200 - $101,300 a year
Full-time
- Performs brokerage and insurance regulatory sales supervision functions for the broker-dealer and insurance agency subsidiaries of the Bancorp.
- Approves or rejects securities and insurance transactions for the broker-dealer, investment advisor and insurance agency.
- Partners with the Compliance, Brokerage Operations, Technology and Sales leaders in the organization to ensure a best-in-class sales supervision program.
- Bachelors degree in Finance, Economics or related field preferred.
- Series 7, 63, and 24 are required to be obtained as documented in the Fifth Third Securities Licensing Guidelines.
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