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Managing Director - Compliance (Alternative Assets)
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- Managing Director – Compliance (Alternative Assets)
- There is an intense focus on complex, independent problem solving, self-direction and freedom of ideas.
- This hire will join the firm's compliance team in the assessment, development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment sector, including private equity, hedge, and venture capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
- Lead in conducting mock regulatory exams as well as assist in providing SEC and FINRA exam support
- Cultivate a culture of community and lead and coach junior staff
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