FinTech LLC

Client is a global financial services firm that provides a wide range of investment banking, securities, wealth management, and investment management services.. It aims to make a positive impact on society through various initiatives, such as promoting environmental sustainability, supporting diversity and inclusion, and engaging in philanthropic activities.. Compliance, regulatory, AML or KYC preferred. Strong Microsoft office skills, specifically Microsoft Excel (v-lookup, pivot tables). Respond to inquiries from Legal and Compliance, Internal Audit, and regulators.

About Client: Client is a global financial services firm that provides a wide range of investment banking, securities, wealth management, and investment management services. It is a prominent global financial services firm with a rich history and a strong presence in the financial industry. The Client is committed to corporate responsibility and sustainability. It aims to make a positive impact on society through various initiatives, such as promoting environmental sustainability, supporting diversity and inclusion, and engaging in philanthropic activities. Rate Range: $20-$35.36/Hr Job Description: Requirements:<ul><li>2 to 5 years experience</li><li>Compliance, regulatory, AML or KYC preferred</li><li>Minimum BA degree</li><li>Strong Microsoft office skills, specifically Microsoft Excel (v-lookup, pivot tables)</li><li>Exceptional problem solving skills; ability to offer strategic solutions to problems</li><li>Ability to multi-task and prioritize time accordingly</li><li>Exceptional organizational skills</li></ul>Responsibilities:<ul><li>Refresh data and documentation for existing clients on an ongoing basis including at periodic reviews</li><li>Update firm systems and databases with information / documentation obtained from clients</li><li>Handle inquiries and ad hoc requests from internal clients including Compliance where required</li><li>Perform remediation or uplift of client records to required standards where needed in line with defined procedures</li><li>Produce high quality error free work independently on a timely basis with at expected throughput rates</li><li>Ability to handle volume spikes and prioritize work including ad-hoc requests and projects to meet business demands in a timely manner</li><li>Respond to change e.g. regulation change, new business and/or technology projects.</li><li>Assist manager(s) in providing status updates to management on a regular basis to create transparency and to reduce risks.</li><li>Coordinate and execute projects related to client onboarding and regulatory data with global team members</li><li>Monitor onboarding queues, and advise internal stakeholders on outstanding regulatory requirements</li><li>Face-off with key stakeholders in the onboarding process, including Business Units, Compliance, Risk, etc. to manage day-to-day Run-The-Bank (RTB) functions of NCNB including regulatory & product documentation for client on-boarding, data management, and data quality management.</li><li>Review and respond appropriately to exception reports and management reports designed to help manage risk (regulatory risk, operational risk, etc), workload, and performance of staff.</li><li>Improve quality and effectiveness of these reports and coordinate with others to establish new reports where needed.</li><li>Perform Quality Assurance (QA) checks on a regular basis, address issues identified in QA checks, and improve existing QA checks.</li><li>Perform user acceptance testing for enhancements to technology-based processes, controls, and applications.</li><li>Create, improve and maintain written procedures.</li><li>Respond to inquiries from Legal and Compliance, Internal Audit, and regulators. </li></ul>Non-benefitted (other than those mandated under state or federal law).Please note that this position does not include paid time off benefits. ApTask offers subsidized insurance coverage to our employees.   About ApTask: Join ApTask, a global leader in workforce solutions and talent acquisition services, as we shape the future of work. We offer a comprehensive suite of offerings, including staffing and recruitment services, managed services, IT consulting, and project management, providing unparalleled opportunities for professional growth and development. As a member of our dynamic team, you'll have the chance to connect businesses with top-tier professionals, optimize workforce performance, and drive success for our clients across diverse industries. If you are passionate about excellence, collaboration, and innovation, and aspire to make a meaningful impact in the world of work, come join us at ApTask and be a part of our mission to empower organizations to thrive. Applicants may be required to attend interviews in person or by video conference. In addition, candidates may be required to present their current state or government issued ID during each interview.   Candidate Data Collection Disclaimer: At ApTask, we prioritize safeguarding your privacy. As part of our recruitment process, certain Personally Identifiable Information (PII) may be requested by our clients for verification and application purposes. Rest assured, we strictly adhere to confidentiality standards and comply with all relevant data protection laws. Please note that we only collect the necessary information as specified by each client and do not request sensitive details during the initial stages of recruitment. If you have any concerns or queries about your personal information, please feel free to contact our compliance team at businessexcellence@aptask.com

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