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Internal Audit Director - Internal Operations & Quality Control
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$130,000 - $180,000 a year
Full-time
- What you'll do in the role: Primary Responsibilities·Manage US IAD Regulatory Requests from intake through submission.
- This involves participation in regulatory exams, completing quarterly material submissions, attending quarterly regulatory meetings, and addressing ad hoc regulatory requests from both Prudential and non-Prudential US Regulators.
- Coordinate with various teams across the department, including audit teams, Stakeholder Reporting, Data Analytics, IAD Operations as well as Firmwide functions, including Regulatory Relations and Business Unit Risk Managers.
- Previous audit experience with a complex or medium size bank or broker dealer·Proficient understanding of the internal audit process, including risk assessments, planning, reporting, continuous monitoring, closure verification.
- Skills Desired·CPA, CIA or other related licensing a plus.
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