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Global Banking & Markets - Operations - Regulatory Due Diligence - Analyst
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- Regulatory Due Diligence is required to conduct regulatory adherence checks for counterparties trading with Client to ensure all parties meet its' compliance obligations and other regulatory requirements.
- Regulatory Due Diligence supports both new client onboardings as well as managing existing client maintenance/data quality.
- Regulatory Due Diligence is a global team with members sitting in Bengaluru, Warsaw and Salt Lake City.
- Our Salt Lake City Regulatory Due Diligence team is seeking an energetic and detail-oriented professional who is looking to work with a wide variety of individuals from the Institutional Sales, Compliance and Operations divisions to facilitate an excellent client onboarding experience and mitigate risks associated with the capture and documentation of related transactions.
- The ability to prioritize, meet deadlines and communicate to all levels of the organization, including Sales, Legal and Compliance is critical.
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