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Financial Solutions Advisor - Consumer Investments - Northwest Region
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Full-time
- Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage products.
- Pursuant to the SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing.
- Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds
- Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses.
- Is thorough and thoughtful in incorporating relevant regulatory due diligence into daily activities and long-term strategies for clients.
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