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Director, Compliance
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- In this role, you will primarily support Fidelity Labs, Fidelity Investments’ in-house software incubator.
- You will also closely collaborate with a broad range of partners across the firms’ legal, risk, corporate affairs, and technology teams involved in building and strengthening Fidelity’s artificial intelligence ecosystem.
- Oversee the Labs records management and external communications compliance programs
- Familiarity with FINRA, SEC, FTC, CFTC rules & regulation is strongly preferred but not required
- This team reports to the Chief Compliance Officer for Fidelity Enterprise Services, a portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity’s businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improving the customer experience.
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