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Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading Rates - Vice Presid
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- Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates
- The FIC Sales & Trading business focuses on credit, rates, securitized products, foreign exchange, and emerging markets debt.
- With primary focus on the Rates business, you will advise on issues (questions, problems, or proposals) related to Rates sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are typical for a large global investment bank.
- A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
- Participate in internal investigations, respond to regulatory inquiries, and coordinate internal and external audits and inspections; interact with federal and state regulators
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