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Compliance Analyst
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- This NOTICE AT COLLECTION AND PRIVACY POLICY FOR CALIFORNIA RESIDENTS supplements the information contained in the Consumer Privacy Disclosure of Banco Bilbao Vizcaya Argentaria, (“BBVA ”) and each of the following affiliates of BBVA Banco Bilbao Vizcaya Argentaria, New York Branch; BBVA Securities Inc.; and Banco Bilbao Vizcaya Argentaria, San Francisco Representative Office (collectively, “we,” “us
- Genetic, physiological, behavioral, and biological characteristics, or activity patterns used to extract a template or other identifier or identifying information, such as fingerprints, faceprints, and voiceprints, iris or retina scans, keystroke, gait, or other physical patterns, and sleep, health, or exercise data.
- Perform alert reviews for trade surveillance related to the Controls Room’s personal trading rules through MCO and internal ISC platform, as they relate to market manipulation and insider trading.
- Daily review and resolve of MCO business rules (Holding Period, De Minimis - Single Day, De Minimis - Multi Day, IPO, Insider Trading, Trading Frequency, Front Running, Watch List, Restricted List) and additional ISC alerts (Pre-approval).
- Review and approve personal preclearance requests through the ISC Tool.- Provide advisory services to business team members concerning their personal trading activities and the Control Room’s personal trading rules.
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