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Client Service Associate - Registered
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Full-time
- The Client Services Associate (Registered) will assist one or more Financial Advisor(s) (FA(s
- Identify situations that need to be brought to the attention of the FA(s) or escalated to the Branch Manager; including suspicious client and/or employee activity or behavior.
- Perform various administrative duties (i.e., typing, filing, answer phones, mailing documents/letters, etc.)
- and other duties and projects as assigned by the FA and/or Branch Manager.
- Industry Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledge of investment products
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