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Associate I - Compliance Client Service
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Full-time
- J.P. Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor services.
- 5 plus years of related industry experience, either in Trade Compliance Monitoring, Investment Analytics or related field
- Preliminary understanding of the Investment Company Act of 1940, Investment Advisers Act of 1940, IRS Subchapter M Regulations, UCITS, CFTC and/or Dodd-Frank and other Derivatives regulations, along with an overall understanding of regulations relating to pension plans, adviser and/or mutual funds
- Solid understanding of Fixed Income and Equity and derivatives markets
- Strong financial instrument knowledge, including Derivatives JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands.
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