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Associate, Regulatory Reporting
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- They will particularly focus on filings to the SEC and CFTC with close work with Head of Regulatory Reporting to coordinate filings across all various jurisdictions.
- Assist the Regulatory Reporting team in Legal and Compliance team with respect to regulatory submissions to the SEC, CFTC and other primary regulators pursuant to the Investment Advisers Act of 1940 and related securities regulations and exemptions
- Work collaboratively with cross-functional members of the Firm's global Finance & Accounting, Investment Operations, Legal, and Technology departments
- Assist in development and documentation of controls supporting the Regulatory Reporting program
- 3-5 years of experience with direct experience in investment management, similar services industry in fixed income or private equity setting in a Legal and Compliance department
Expired 7 days agoInactive Job
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