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Develop presentation materials and conduct sessions to educate staff on transaction execution and processing risksRaise awareness about risk management practices and promote a risk-aware culture across the organizationMentor and guide a team of risk managers, fostering professional growth and skill developmentProvide subject matter expertise during internal and regulatory audits and examinations as well as thought leadership within the organization.
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All positions must strive to support WFM core values and goals, promote national, regional, and store programs and initiatives, and ensure adherence to all applicable health and safety regulations including Food Safety and regulatory duties required in the department.
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Provides technical support to regulatory, sales, marketing and other functional areas as needed. This includes analyzing change requests and implementing a change management plan, investigating and correcting non-conforming events, including Corrective Actions and Preventative Actions, remediating design history files to conform to new regulatory requirements, and developing line additions to expand the scope of a product portfolio.
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The responsibilities of this position includes preparing rate filings, creating presentations about strategic initiatives to share with other departments, and supporting regulatory & internal reporting.
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Consult with attorneys and outside regulatory and litigation counsel as necessary to address difficult legal issues. Provide legal advice and guidance on a wide range of consumer regulatory matters.
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This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). First four months, prepare to become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 and 63 licenses, fully paid for and sponsored by Fidelity.
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Sitting within the Platforms, Technologies, & Software Solutions business unit of DVS, our Environmental, Health, and Safety Information Management (EHS IM) group specialize in leading clients through solution planning, design, and implementation to digitize their business processes and reporting for regulatory compliance and environmental/social/governance (ESG) needs.
ExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Regulatory Compliance Follow applicable regulatory requirements (GMP, GLP, ISO, etc.) The Sr. Software Validation Specialist role is an exempt level position with responsibilities for providing quality oversight over the validation and qualification activities for computer systems and processes to support both clinical and commercial requirements in a GXP environment.
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Helps clients with everyday transactions such as deposits, withdrawals, payments, reordering a debit card, setting up a direct deposit or helping update their address accurately and efficiently, while complying with all policies, procedures, and regulatory and banking requirements.
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Managing inward & outward escalations internally/externally to mitigate Operational, Reputational, Regulatory & Financial risk. Managing inward & outward escalations internally/externally to mitigate Operational, Reputational, Regulatory & Financial risk.
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Title: Eq Franchise Operations - Analyst. Partnership with multiple groups are key to effective risk management - teams ensure discrepancies are investigated and resolved by leveraging internal sales/trading , technology, legal, Middle office teams and external dealer / client backoffice contacts.
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Must meet all Department of Transportation (DOT) regulatory requirements under section 391 of the Federal Motor Carrier (FMC) regulations. Long combination vehicles (LCV) (i.e. Triple Trailers, Rocky Mountain Doubles, and Turnpike Doubles) are operated in the states of AZ, CO, FL, ID, IN, KS, MT, ND, NV, OH, OK, OR, SD and UT. LCV Drivers in these states must meet the Long Combination Vehicles (LCV) Qualification and Certification Minimum Standards.
Starting at $29.47 an hourFull-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Maintain compliance with SOP, current Good Manufacturing Procedures (cGMP) and regulatory guidelines. With donation centers and team members throughout the U.S., Octapharma Plasma, Inc. collects plasma to create life-saving medicines for patients worldwide.
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They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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The person in this position will work on highly collaborative project teams assisting clients with air-quality permitting, environmental regulatory compliance, and related technical assignments.
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