Trading and Portfolio Operations

This is an investment operations execution role. Applicants whose background is primarily financial analysis, investment research, valuation, or financial planning should not apply.Apella Wealth is expanding its portfolio operations and trading execution team and is seeking a Portfolio Operations Specialist to support the day‑to‑day execution, accuracy, and operational integrity of client investment portfolios. This role ensures trades are executed correctly, portfolios remain aligned with firm models, cash movements are processed accurately, and advisors are supported through precise operational execution.If you thrive in a fast‑paced, process‑driven environment and take pride in getting the mechanics right, this role offers the opportunity to make a meaningful impact as Apella continues to grow. This is a portfolio operations and trading execution role, not investment research, financial planning, FP&A, or strategy.This is a HYBRID (3/days/week on-site) position, in Wyomissing, PA.About Apella WealthApella Wealth is a rapidly growing SEC‑registered investment advisory firm building a national footprint. We deliver disciplined, tax‑efficient investment strategies and provide high‑touch operational support to the advisors and clients we serve nationwide. Our culture emphasizes collaboration, accountability, and operational excellence. We value professionals who take ownership of their responsibilities and understand the importance of consistency, accuracy, and follow‑through in portfolio execution.The Role: Portfolio Operations & Trading ExecutionAs a Portfolio Operations Specialist, you will play a key role in executing model‑based portfolio changes and managing daily trading operations across multiple advisors and offices. You will partner closely with advisors and internal teams to ensure portfolios are implemented accurately, cash flows are handled properly, and operational workflows run smoothly. This role focuses on execution and operational support, not investment research or client prospecting.Key ResponsibilitiesExecute daily model portfolio trades across multiple advisors using portfolio management and trading systemsImplement account rebalances and portfolio adjustments in accordance with firm modelsMonitor cash flows, invest deposits, and create liquidity as requiredProcess and oversee cash movements, including contributions, distributions, and transfersEnsure trades, positions, and cash activity are accurately reflected and reconciledIdentify, investigate, and resolve trade breaks, cash discrepancies, and operational exceptionsSupport advisors with day‑to‑day portfolio operations, not sales or client acquisitionMaintain organized records and documentation in accordance with compliance and regulatory requirementsAssist with operational projects, system enhancements, and process improvements as assignedWhat You Bring to the Table2+ years of experience in investment operations, portfolio operations, or trading support, OR equivalent experience in a wealth management or asset management environmentWorking knowledge of ETFs, mutual funds, and portfolio trading mechanicsUnderstanding of tax‑aware trading concepts and portfolio rebalancingAbility to manage high‑volume, detail‑oriented workflows with consistency and precisionProficiency in Microsoft Excel; comfort learning portfolio management and trading platformsFINRA Series 65 preferred (or willingness to obtain within 6 months of hire)Strong organizational, time‑management, and problem‑solving skillsClear communicator who collaborates well with advisors and internal teams💰 COMPENSATION: $70,000 – $77,000; based on experience. This role is also eligible for a discretionary bonus.🎁BENEFITS & PERKSExperience a comprehensive package designed to fuel your personal and professional journey:Health & Insurance: Medical, dental, vision, life, and voluntary life insurance; short and long‑term disability coverageFinancial Security: 401K retirement plan; medical and dependent care flexible spending accountsTime Off: Unlimited Paid Time Off for full‑time employees (30+ hours/week)Professional Growth: Education assistance to support continued learning and developmentCulture: An exciting, fast‑paced and collaborative environment at a growing SEC‑registered investment advisory firm📢 MAKE A VISABLE IMPACT: Apply now or forward your resume directly to: katy_martone@ajg.comApella Wealth is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of sex, race, disability, age, sexual orientation, status, religion or belief, marital status, or pregnancy and maternity.Gallagher's HR & Organizational effectiveness team provides expert guidance and hands-on support in HR, Recruiting, and Payroll to help organizations stay focused on achieving their strategic business goals.