Senior Compliance Leader — SEC Expert & Funds (CCO)

Rutherford Search is seeking an experienced Chief Compliance Officer in New York to lead the compliance function for a respected investment manager. The role involves developing and overseeing the compliance programme, managing SEC inquiries, and advising on regulatory matters across various investment strategies. A strong background in compliance within SEC-registered investment advisement is required, along with expertise in the Investment Advisers Act of 1940. This high-impact role reports to the Chief Legal Officer and offers significant leadership opportunities. #J-18808-Ljbffr