Senior Compliance Officer - Quant Funds

Senior Compliance OfficerPosition DetailsProvide ongoing compliance support to the firm's quant funds Conduct ongoing quant funds compliance reviews Address compliance-related items for the launches of new quant funds and separately managed accounts (SMAs) Assist with regulatory examinations, inquiries, investigations and projects, as necessary Monitor global regulatory changes, updates and industry-wide compliance initiatives Assist with drafting and amending compliance-related policies and procedures Create and implement additional compliance reviews Review marketing materials for quant funds and SMAs Prepare and conduct compliance trainings Qualifications/Skills Required14+ years of experience at a regulatory authority, bank/broker or buy-side firm Investment Management Compliance experience, inclusive of addressing regulatory items related to launching and ongoing compliance oversight of quant funds and SMAs Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms Bachelors degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred Law degree is preferred An understanding of global financial markets, including market structure, is preferred Strong analytical / conceptual problem-solving skills with attention to detail Strong sense of ownership and personal responsibility Ability to prioritize, multi-task, and manage deadlines while successfully completing assignments Strong written and verbal communication skills, as well as the ability to coordinate efforts and projects across teams and departments Ability to create presentation materials for senior management Good team player with a strong willingness to participate and help others