Brokerage Associate

Job title: Operations AnalystLocation: Frisco, TX – hybridDuration:6 monthsThe Operations Analyst is responsible for a variety of tasks associated with the opening, funding, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Under limited supervision, this job understands the regulatory/compliance policies associated with the brokerage business and understands the financial impacts associated with operational and trading responsibilities.Key Responsibilities and DutiesProcesses account opening, initiates money movement requests, account transfers and/or processes account maintenance request.Deposits client funds into the correct account.Performs various account maintenance processing/updates as directed by supervisor.Communicates requirements to open, fund and maintain a brokerage/managed account.Completes brokerage operation activities in a timely manner and at established productivity levels.Understands the regulatory requirements to open and maintain a brokerage/managed account.Must be flexible and work as a team to deliver exceptional service, manage high volume of tasks to ensure cases are processed both accurately and efficiently.Educational RequirementsUniversity (Degree) PreferredWork ExperienceNo Experience RequiredFINRA RegistrationsSRC Indicator: NRF