Risk Advisory Manager (SOX) - Financial Services

Brief DescriptionLooking for Your Next Opportunity in Governance, Risk & Controls Consulting?At DLA, we help our clients tackle complex problems while making sure our people have the tools, flexibility, and support to thrive. Whether you're passionate about internal audit, risk management, or compliance, you'll find meaningful work here with a team that values technical excellence, collaboration, and a human-centered approach.We're currently looking for a Manager, Asset Management to join our Governance, Risk & Controls (GRC) team in New York, NY. If you're ready to lead high-impact client engagements and grow your career in a people-first firm, we'd love to hear from you!What You'll DoYou'll lead meaningful, high-impact engagements that help asset management clients—including mutual funds and alternative investment firms—strengthen their controls and make better decisions. Your day-to-day may include:Leading audit and advisory engagements and delivering clear, actionable recommendationsBuilding and maintaining trusted client relationships with asset managers, audit committees, and stakeholdersManaging engagement economics—budgets, staffing, utilization, and timely deliverySupervising and mentoring junior team members with coaching and feedbackCoordinating engagement planning, including scope development and risk assessmentReviewing workpapers, reports, and client communications for accuracy and compliance with professional standardsIdentifying opportunities for cross-selling and contributing to practice growthApplying deep expertise in SOX, GAAP, and asset management regulations to address complex client issuesWhat You'll BringWe know great team members come from all kinds of backgrounds. Some things we typically look for:Bachelor's degree in Accounting, Finance, or a related field; CPA or equivalent certification preferred5+ years of internal audit or consulting experience, with significant exposure to asset management (alternatives and mutual funds) and SOX compliancePrior professional services or public accounting experience strongly preferredStrong knowledge of GAAP, internal controls frameworks, and asset management processesDemonstrated success managing client relationships and delivering advisory servicesProven ability to supervise, mentor, and review junior professionals' workExceptional written and verbal communication skills, including executive-level presentationsStrong analytical and problem-solving skills with the ability to navigate complex issuesWhy Join DLA?We're a rapidly growing advisory firm with a strong leadership team, national client base, and a collaborative, entrepreneurial culture. We offer:Flexible PTO (plus your birthday is a holiday!)401(k) with company matchHybrid work policy (typically 2 days per week in-office)Commuting expense reimbursementEmployee referral & commission programsOngoing professional development & training opportunitiesComprehensive healthcare plansCome Be a Part of Our Success StoryAt DLA, we're committed to building a diverse, inclusive, and equitable workplace. We hire great people from all backgrounds—because it makes our company stronger. If you share our values and enthusiasm for GRC consulting, you'll find a home here.We are proud to be an equal opportunity employer and are committed to providing reasonable accommodations for qualified individuals with disabilities throughout the application process.#Hiring #NowHiring #JobOpening #JoinOurTeam #DLACareers #GRC #GovernanceRiskControls #InternalAudit #RiskManagement #Compliance #AssetManagement #AlternativeInvestments #MutualFunds #SOX #FinancialServices #AuditManager #CPAJobs #AccountingJobs #FinanceJobs #NewYorkJobs #NYCJobs #AdvisoryServices #ProfessionalServices #ConsultingCareers #CareerGrowth #HybridWork