Compliance Professional

Compliance Associate Denver, COStep into a high-impact role with an investment organization as a Compliance Associate. This position offers the opportunity to contribute meaningfully within a well-established Legal & Compliance team, supporting regulatory initiatives and strengthening internal controls. This is an excellent opportunity for a proactive compliance professional to make an impact in a high-performing environment alongside industry leaders. Compliance Associate Benefits & Compensation: Competitive base salary commensurate with experience Comprehensive medical, dental, and vision insurance 401(k) program and generous paid time off Collaborative culture with ongoing opportunities for professional growth Compliance Associate Requirements & Qualifications: Bachelor's degree required; business, finance, accounting, legal studies, or analytics backgrounds are particularly applicable 35 years of relevant compliance experience within an SEC-registered investment adviser, private funds platform, regulatory body, or consulting environment Strong understanding of the regulatory framework governing investment advisers Experience supporting Code of Ethics oversight, including personal trading reviews, outside business activity monitoring, and related employee compliance matters Working familiarity with AML/KYC standards and ongoing monitoring responsibilities Ability to review and interpret fund documentation, including partnership agreements Clear, confident communicator with strong writing skills and a professional presence Advanced proficiency in Microsoft Office tools, especially Excel, Word, and PowerPoint Compliance Associate Preferred Background & Skills: Exposure to marketing compliance considerations under current SEC marketing regulations Practical understanding of identifying and mitigating conflicts across funds and investor relationships Experience working within compliance technology platforms (ComplySci or similar systems is advantageous) Demonstrated ability to analyze regulatory issues and contribute to policy enhancements Self-directed professional with strong ownership mentality and a proactive approach to problem-solving