Director, Compliance Advisory - Investments

This role oversees core components of the compliance program for several SEC‑registered investment advisers. The Director will advise senior leaders, guide policy development, support regulatory reviews, and help embed a proactive compliance culture across investment, product, and operational functions.Client DetailsA global investment organization offering a diverse suite of asset management and advisory products. The firm emphasizes strong governance, a forward‑looking risk culture, and disciplined oversight across all investment and operational activities.DescriptionSupport the Chief Compliance Officer in designing and managing compliance programs for affiliated registered investment advisersServe as a key advisor to investment, product, legal, distribution, and operations teams on compliance considerations related to new business initiatives and product developmentHelp cultivate a strong compliance culture by driving awareness of regulatory expectations and encouraging early incorporation of compliance perspectivesDraft, review, and enhance policies and procedures aligned with the Investment Advisers Act and other applicable regulationsPrepare required regulatory filings and documentationOversee periodic compliance risk assessments and contribute to the development of mitigation plansAssist with regulatory examinations, inquiries, and related responsesAnalyze complex regulatory or business issues and provide practical, risk‑aligned recommendationsManage competing priorities across multiple affiliated business lines with strong project management disciplineCommunicate clearly and confidently with senior leadership, clients, and regulatory bodiesProfileBachelor's degree required; MBA preferredAt least 15 years of compliance experience within the asset management industry, with strong expertise in the Investment Advisers ActExperience with alternatives or complex investment strategies is advantageousStrong communication skills with the ability to engage senior executives and regulatorsAbility to independently evaluate regulatory questions, propose practical solutions, and drive executionStrong organizational, analytical, and project‑management capabilitiesJob OfferCompetitive annual salary ranging from $127,000 to $210,000 (USD).Leadership role with significant influence over investment adviser compliance strategyOpportunity to shape regulatory preparedness and strengthen cross‑functional governanceMPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.