Compliance Specialist: Securities Oversight & Audits

A financial services firm in Orlando is seeking a Compliance Specialist responsible for assisting the Compliance and Legal team in maintaining compliance with regulatory requirements. This individual will support auditing tasks, regulatory filings, and compliance monitoring while ensuring effective communication and teamwork. Candidates should have at least 3 years of experience in the securities industry and possess strong organizational and communication skills. Relevant certifications such as FINRA Series 7 are advantageous. J-18808-Ljbffr