Regulatory Advisory Consultant

Requisition Number2232574 Description & Requirements Forvis Mazars is currently seeking a Consultant for our Financial Services Regulatory team.This position offers excellent learning and career advancement opportunities for the right candidate. How you will contribute: Managing relationships with client-side stakeholders to facilitate project fulfillment Serve as a key client contact by planning, coordinating, and executing cross-functional risk management projects Exercise independent thinking skills by making decisions related to Finance and Accounting Transformation, Regulatory change, and Data Management. Assisting with driving and supporting a book of business that provides excellent, relevant services to the market Assisting with all phases of project life cycle, including execution of deliverables, team communications, staffing requirements, job planning and scheduling Staying up to date on developments regarding the market, changes in regulation, new technology, etc. Assisting with creating and developing documentation on regulatory topics related to broker dealers Delivering Forvis Mazars' commitment to unmatched client experience through timely and responsive communication with internal and external clients We are looking for people who have Forward Vision and: Ability to work well with a team as well as independently Problem-solving attitude Willingness to take initiative Close attention to detail Effective time management Strong oral and written communication skills Ability to work under pressure and against deadlines Minimum Qualifications: BA or BS Accounting, Finance, Business, or related field Operational knowledge of swaps accounting and processing Understanding of SEA Rule 15c3-3 Customer Reserve and 15c3-1 Net Capital Understanding and ability to apply knowledge of FINRA Rule 4210 Margin Understanding of CFTC Secured and Segregation Computations Proficiency in MS Office: Word, Excel, Power Point and Outlook Ability to travel as needed to serve clients #LI-JVILLE #LI-RM1 With a legacy spanning more than 100 years, Forvis Mazars is committed to providing a different perspective and an unmatched client experience that feels right, personal and natural. We respect and reflect the range of perspectives, knowledge and local understanding of our people and clients. We take the time to listen to deliver consistent audit and assurance, tax, advisory and consulting services worldwide. We nurture a deep understanding of our clients’ industries, delivering greater insight, deeper specialization and tailored solutions through people who listen to understand, are responsive and consult with purpose to deliver value. About Forvis Mazars, LLP Forvis Mazars, LLP is an independent member of Forvis Mazars Global, a leading global professional services network. Ranked among the largest public accounting firms in the United States, the firm’s 7,000 dedicated team members provide an Unmatched Client Experience® through the delivery of assurance, tax, and consulting services for clients in all 50 states and internationally through the global network. Visit forvismazars.us to learn more. Forvis Mazars, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, gender identity, or other protected classifications. It is Forvis Mazars, LLP standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates. Forvis Mazars, LLP expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies. Forvis Mazars, LLP further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with Forvis Mazars, LLP.Any resume or CV submitted to any employee of Forvis Mazars, LLP without having a Forvis Mazars, LLP vendor agreement in place will be considered the property of Forvis Mazars, LLP.