Director of Compliance Managing Regulatory Risks and Compliance Frameworks
Lead a dynamic compliance team as a Director of Compliance. Drive regulatory management, oversight, and risk mitigation within a progressive organization, fostering an ethical workplace culture.
In this pivotal role, you will oversee the Regulatory Compliance team and play a crucial part in shaping compliance strategy. Your responsibilities will include managing compliance incidents, advancing financial crime frameworks, and nurturing regulatory relationships. With a strong focus on compliance management, the role emphasizes mentorship and promoting an organizational culture that values regulatory adherence.
Key Responsibilities
Oversee the regulatory compliance management framework
Manage compliance incidents and regulatory change
Lead the compliance assurance program
Develop policies for financial crime compliance
Mentor and develop a team of compliance professionals
Requirements
Minimum 10 years of compliance experience in finance
At least 5 years managing high-performing teams
Strong understanding of Canadian financial legislation
Excellent communication and drafting skills
Proficiency in Microsoft Office tools
Shape the future of compliance by leading efforts in risk mitigation, regulatory adherence, and ethical practices in a thriving organization.
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