Operational Specialist

Required Qualifications:Must have wealth management experience or Broker dealer experience or account handling experienceOpen to recent grads (Bachelor’s degree in Finance and Business)Processors will be Process brokerage account documents with a high degree of accuracy and within established service level timelines. Review incoming documentation for completeness, ensuring all required fields, signatures, and supporting materials are presentCall Center support will answer inbound calls from financial professionals in a courteous, professional, and timely manner. Respond to questions regarding accounts, products, services, and proceduresPreferred Requirements:For new graduates: internship, co-op experience, prior work experience1 years’ experience of brokerage experienceCompletion of the FINRA SIE examFINRA Series 7Experience with Envestnet / Wealth Management PlatformBachelor’s degree in business, Finance or related field is preferredPrior Experience or Exposure Including: Financial Services, Investment Advisory, Billing, Accounting, Customer Service, Advisor Support, Client Support, Operations Support, Account Management, Broker-Dealer, Financial Advisor, Support Representative, Customer Service Representative, Back Office Operations