Head of Futures Compliance

Growing broker dealer client is seeking a Senior Futures Compliance leader to oversee its U.S. FCM, IB, and GIB activities. This role manages a small advisory team professionals.Responsibilities:Lead U.S. FCM compliance oversight and supervise advisory staff.Ensure compliance with National Futures Association (NFA) , Commodity Futures Trading Commission (CFTC) , and applicable exchange rules.Manage regulatory inquiries, examinations, BCACs, policies, and management documentation.Maintain compliance calendar obligations and oversee risk escalation.Act as primary liaison to Desk Heads and business lines.Qualifications:10+ years of financial services compliance or legal experience.Strong FCM, IB, and GIB expertise.Prior leadership experience required.Bachelor's degree in a related field.