Associate Broker

Duration: 6+ Months contract Job Description:The Operations Analyst is responsible for a variety of tasks associated with the opening, funding, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Under limited supervision, this job understands the regulatory/compliance policies associated with the brokerage business and understands the financial impacts associated with operational and trading responsibilities. Key Responsibilities and DutiesProcesses account opening, initiates money movement requests, account transfers and/or processes account maintenance request.Deposits client funds into the correct account.Performs various account maintenance processing/updates as directed by supervisor.Communicates requirements to open, fund and maintain a Client brokerage/managed account.Completes brokerage operation activities in a timely manner and at established productivity levels.Understands the regulatory requirements to open and maintain a brokerage/managed account.Must be flexible and work as a team to deliver exceptional service, manage high volume of tasks to ensure cases are processed both accurately and efficiently.Educational RequirementsUniversity (Degree) PreferredWork ExperienceNo Experience RequiredFINRA RegistrationsSRC Indicator: NRFAbout US Tech Solutions:US Tech Solutions is a global staff augmentation firm providing a wide range of talent on-demand and total workforce solutions. To know more about US Tech Solutions, please visit www.ustechsolutions.com.US Tech Solutions is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, colour, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.AI Statement: By applying, you acknowledge that AI-assisted tools may be used during hiring.Recruiter Details:Name: Pooja RaniEmail: pooja.r@ustechsolutionsinc.com