<Back to Search
Compliance Officer - Credit Fund
White Plains, NYApril 1st, 2026
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business Management team, and the various CLO & Credit Portfolio Managers.Principal ResponsibilitiesProvide on desk Compliance coverage for all Credit Portfolio Manager teams and wider FI PMs as required.Keep local Senior Management constantly appraised of the overall compliance landscape and exposures within the CLO and illiquid Credit businessProvide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspectionsTrack relevant regulatory developmentsParticipate in working groups and projects as neededProvide support with regulatory reporting as requiredPeriodic regional travel may be requiredQualifications/Skills RequiredLaw degree and legal background is preferred but not essentialStrong knowledge of CLO manager, illiquid credit and general credit businessesStrong knowledge and experience of Compliance monitoring and surveillanceStrong regulatory background US marketsComprehensive understanding of and experience working with the rules and regulations and compliance processes and systemsQuick learner, Detail oriented; Demonstrable thoroughness and strong ownership of work.Good team player with a strong willingness to participate and help others.Able to prioritize in a fast moving, high pressure, constantly changing environment; High sense of urgencyStrong communication skills.The estimated base salary range for this position is $160,000 to $250,000
Showing all 276 matching similar jobs
- Associate Commercial Finance Manager
- Structured Finance Associate
- Treasury Manager
- Treasury Officer- Actuarial Capital Management
- Analyst, Treasury
- Director of Finance
- Associate, Global Corporate Credit Retail/Autos
- Credit Analyst
- Remote Finance Associate - AI Trainer ($50-$60 per hour)
- Director Of Finance Nonprofit
- Portfolio Analyst
- Senior Vice President of Finance, Hedge Fund Operations
- Remote Senior Financial Analyst - AI Trainer ($50-$60 per hour)
- Investment Funds and Corporate Paralegal
- Head of Accounting, Private Credit
- Floral Designer / Manager
- Senior Fund Manager (Private Equity)
- Head of Financial Operations
- Senior Accountant M&AWhite Plains, NYMarch 31st, 2026
- Bookkeeper
- Investment Accounting Manager
- Trading Operations Senior Associate
- Trade Processing Analyst
- Chief Financial Officer (CFO), Network
- Accountant - Stamford, CT - Full-Time
- Staff Accountant
- Portfolio Analyst
- Automotive Finance Manager
- Senior Controller
- Manager Finance Business Partner
- Senior Accountantwilliam vaughn tacontinuing care retirement communities and assisted living facilities for the elderlyaccounting tax preparation bookkeeping and payroll servicesdrugs and druggists sundries merchant wholesalersmanagement scientific and technical consulting servicesprofessional and commercial equipment and supplies merchant wholesalersGreenwich, CTApril 1st, 2026
- Staff Accountant
- Property Accountant
- Chief Financial Officer
- Remote Financial Analyst - AI Trainer ($50-$60 per hour)
- Remote Real Estate Financial Analyst - AI Trainer ($50-$60 per hour)
- Senior AccountantPort Chester, NYApril 1st, 2026
- Senior Wealth Advisor: Planning-First for HNW Growth
- Associate Risk Management Specialist
- Accountant