Director of Sales Practice & FINRA Compliance Oversight
CNO Financial Group is seeking a Director, Sales Practice Supervision & Oversight in Carmel, Indiana. This role is responsible for designing and implementing supervisory systems to ensure compliance with FINRA and securities laws.The ideal candidate will have a minimum of 10 years in broker-dealer supervision, strong knowledge of FINRA regulations, and essential people-management experience. Benefits include medical, dental, and vision insurance, a 401(k) plan, and a competitive salary range of $118,600 – $178,000 annually.J-18808-Ljbffr