Senior Investment Advisory Compliance Leader

A financial services firm is seeking a Compliance Manager to oversee regulatory compliance aligned with SEC regulations. The ideal candidate will have a Bachelor's degree and at least six years of experience in the compliance or financial services industry. Responsibilities include managing compliance processes, training less experienced associates, and monitoring compliance activities. The role offers a hybrid workstyle and requires strong risk assessment and mentoring skills, ensuring adherence to regulatory standards while providing support across the organization. J-18808-Ljbffr