Portfolio Compliance Analyst

Portfolio Compliance AnalystA Portfolio Compliance Analyst is needed to oversee and monitor Fund post-trade compliance with prospectus and other portfolio requirements. The Portfolio Compliance Analyst will identify and set-up monitoring rules, oversee or effect data imports and research breeches. Escalate compliance violations to internal and external parties. Produce and deliver periodic portfolio compliance reports. Ensure deliverables are prepared timely, accurately and in compliance with department and Fund policies and procedures, as applicable. Escalate compliance issues to their manager and assist with resolution. Support ongoing efforts to enhance processes. Other duties as assigned by their manager. Summary of Essential Job Functions: Identify, monitor and report on post-trade portfolio compliance to internal and external parties Research and propose resolutions for compliance issues Oversee maintenance of system parameters and data feeds/inputs Develop practical understanding of applicable regulations Set priorities, meet deadlines and handle multiple projects in fast-paced environment Communicate effectively with clients, vendors and coworkers Minimum Requirements: Mutual fund or securities industry experience preferred Working knowledge of security instruments including stocks, bonds and derivatives preferred Proven organizational skills, ability to multitask, time manage Advanced knowledge of Microsoft Excel Education Requirements Bachelors degree in accounting, finance or related.