JOBSEARCHER

Senior Compliance Analyst - FINRA Licensed

A company is looking for a Senior Compliance Analyst - Advertising Review. Key Responsibilities Review retail communication for compliance with laws, firm policy, and regulations Explain necessary changes to retail communication to submitters accurately Assist in maintaining internal compliance materials and complete assignments within service level agreements Required Qualifications Bachelor's degree or equivalent experience Five years of relevant experience in advertising compliance Series 7 & 24 FINRA registrations required Working knowledge of life insurance and annuity products General knowledge of advanced marketing concepts