Deputy Chief Compliance Officer

CIFC OVERVIEWFounded in 2005, CIFC Asset Management LLC (together with its affiliates, “CIFC” or the “Firm”) is a global credit manager with $49 billion in assets under management as of December 31, 2025. CIFC focuses across multiple disciplines including CLOs, structured credit, corporate credit, and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400 investors globally, we have approximately 200 employees. For more information, please visit CIFC’s website at www.cifc.com.Position OverviewThe firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands-on role in the administration and execution of the firm’s compliance program across the world. This position is ideal for a senior compliance professional with deep knowledge of the Investment Company Act of 1940, as amended, particularly as it applies to mutual funds and/or Business Development Companies (BDCs), who is both technically strong and highly operational. A plus would be a candidate who also has working knowledge of regulatory requirements in Europe and Asia. The Deputy CCO will work closely with the Chief Compliance Officer and across business functions to personally execute core compliance tasks, including regulatory filings, compliance reviews, and examination support. This is not a purely advisory or oversight role — the successful candidate must be willing and proactive in getting into the weeds, drafting filings, reviewing materials line-by-line, and owning deliverables. The role requires sound judgment, attention to detail, and a collaborative, team-player approach.Key ResponsibilitiesRegulatory Filings & Investment Company Act CompliancePrepare, review, and manage regulatory filings, especially BDC and/or registered fund filings and disclosuresServe as a subject matter resource on Investment Company Act requirements, including governance, disclosure, and compliance obligations for mutual funds and/or BDCsMaintain regulatory calendars and ensure filings are accurate, complete, and timelyMonitor regulatory developments affecting investment companies and advise on practical implementationCompliance Program Execution & OversightAssist in administering and enhancing the firm’s compliance policies and proceduresConduct quarterly compliance reviews, including testing, documentation, and issue trackingSupport the annual compliance review process under Rule 206(4)-7Identify compliance gaps or risks and work collaboratively with the business to implement remediationClient, Investor & Disclosure OversightReview client and investor communications, marketing materials, and disclosures for regulatory compliance requirements under the Investment Company Act of 1940, as amended, and regulations in other jurisdictions (e.g., UK, European Union, Japan, Singapore)Assist in drafting and reviewing compliance-related correspondenceSupport responses to investor due diligence questionnaires and information requestsSEC Examinations & Regulatory InquiriesActively prepare for and manage SEC examinations, including document collection, production, response drafting, and issue trackingAssist in responding to regulatory inquiries and follow-up communications from regulators worldwide (e.g., UK FCA, Luxembourg CSSF, Irish CBI)Collaboration & Firmwide SupportServe as a practical, solution-oriented compliance partner to investment, operations, legal, and investor relations teamsContribute to compliance training and awareness initiativesAssist with board-level reporting and materials, including BDC or registered fund board updatesQualifications & ExperienceBachelor’s degree requiredSeven to twelve plus years of compliance experience at an SEC-registered investment adviser, mutual fund complex, BDC, or similar regulated asset management platformCritical requirement: Strong working knowledge of the Investment Company Act of 1940, as amended, with direct mutual fund and/or BDC experienceDemonstrated experience preparing and managing investment company-related filingsHands-on experience with SEC examinations strongly preferredHighly detail-oriented, organized, and execution-focused with a willingness to do the workStrong written and verbal communication skillsProfessional judgment, discretion, and a collaborative, team-first mindsetReporting RelationshipReports directly to the Chief Compliance Officer and serves as a key day-to-day partner and trusted compliance resource across the firm